Global financial services compliance

The Oxford Risk Compass suitability suite is designed to exceed the standards of financial regulatory bodies around the world, including the FCA, ESMA, SEC, OSC and ASIC.

Compliance is often viewed as a burden for advisers: an additional cost that usually provides few tangible benefits. Compass by Oxford Risk is designed to help advisers meet their requirements for demonstrating that the advice they give is suitable and appropriate for their clients.

However, the primary benefit of Compass is that it helps advisers guide investors to the best possible decisions by accounting for their psychology, their assets and their emotions in a consistent manner.

Click on the links below to learn more about how Compass can turn your compliance costs into business benefits.

> MiFID II compliance

> FCA compliance

Compass Suitability Toolset