Suitability

Behavioural finance experts in client investment risk suitability, Oxford Risk and Fuze, an innovative wealth management platform specialising in financial data consolidation and analysis, are excited to announce a strategic partnership.

Oxford Risk has been awarded the ISO/IEC 27001:2022 certification. This globally recognised standard that specifies the requirements for establishing, implementing, maintaining, and continuously improving an ISMS.

Revisiting the use of complex stochastic cashflow modelling in light of the FCA’s Thematic Review into Retirement Income.

Since the publication of the FCA’s Thematic Review into Retirement Income, one topic has dominated our conversations with clients: do we need a dedicated Risk Tolerance assessment that focuses on decumulation?

Oxford Risk is proud to announce its inclusion on the sixth annual WealthTech100 list alongside global trendsetters and technical pioneers in the world of wealth and asset management.

Before asking ‘How do I meet the regulations?’, ask ‘Why do they even exist?’ Were you to track regulatory changes over time, you would see a clear direction of travel.

Not all increases in efficiency are created equal. The best are purposefully built around enhancing the investor experience, enriching adviser-client relationships, and automatically evidencing the process by which these are done.

There are many potential benefits to converting some investible assets into a guaranteed income for life, but how do you assess suitability for the combination of a guaranteed income and an investment portfolio?

Behavioural finance specialists, Oxford Risk have been awarded a place on the Global ESG FinTech100 list for the second consecutive year.

ESMA recently issued additional MiFID II guidance, highlighting yet again the need for improvement in how the legislation has been applied to investor suitability assessments.