Meeting MiFID II

Suitability and Sustainability Assessment Solutions for Advisory Firms Across Europe

Oxford Risk’s suitability and sustainability assessment software solutions are perfectly positioned to support European financial advice firms in meeting their regulatory MiFID obligations and increasing assets under management whilst delivering an unparalleled customer experience & engagement.


MiFID Directives

Alongside the formal directives, the European Securities and Markets Authority (ESMA) has released further guidelines on certain aspects of the MiFID II suitability requirements. This further supports ESMA initiatives and wishes for firms to better support consumers in accurately and robustly assessing their financial circumstances, suitable risk level, risk tolerance, and sustainability & ESG preferences that lead to matching an investor to the most appropriate investment vehicle.

How we can help your firm meet MiFID II

Oxford Risk’s Investor Compass solution is an award-winning end-to-end suitability assessment software solution for European banks, wealth management firms, and financial institutions.

The Investor Compass solution is fully integrated and can be deployed out-of-the-box or via APIs to meet your MiFID requirements.

Built on advanced behavioural finance, Investor Compass gives you the most robust insight about your investors and clients, enabling deeper conversations along with the ability to better match them to responsible or sustainable investment solutions.

This helps firms and investment professionals meet the letter of the law and also the spirit in which it was created.

  • Client-centric suitability assessments that are behaviourally focused
  • Assess, capture, and evidence:
    – Risk Tolerance
    – Financial Personality
    – Risk Capacity
    – Knowledge & Experience (K&E)
    – Sustainability preference (ESG)
  • Reporting and reviewing
  • Hyper-personalised client communication and guidance
  • Seamless matching to appropriate products

Find out how our client-centric outputs help you meet MiFID

Computer screen showing dashboards with charts from the Investor Compass solution

For more information on how Oxford Risk’s Investor Compass helps you meet your MiFID requirement, click below.

Download the guide

Oxford Risk Insight on Updated MiFID Guidance from ESMA

Download our insight for firms on the updated MiFID guidance issued by the European Securities and Markets Authority (ESMA).

Oxford Risk Insight on Updated MiFID Guidance from ESMA